Sean Graham takes on consultancy role at Mills Oakley

financial-planning/FOFA/stronger-super/executive-director/financial-advice/

11 September 2012
| By Staff |
image
image
expand image

Former Millennium3 Financial Services executive director of advice and advocacy former Sean Graham has joined Mills Oakley Lawyers' financial services practice.

Graham has spent the past 16 years as a financial services lawyer specialising in advice, distribution, compliance and regulation issues.

Taking on a consultancy role with Mills Oakley, he will continue to consult on distribution and compliance, but with a focus on the broader market, including independent licensees.

The expansion of the financial services capability will help to provide the firm's clients with more comprehensive legal and compliance solutions to meet the industry changes posed by Stronger Super and the Future of Financial Advice, Mills Oakley partner financial services Mark Bland said.

Read more about:

AUTHOR

Recommended for you

sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

2 weeks 3 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

3 weeks 1 day ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

3 weeks 6 days ago

TOP PERFORMING FUNDS

ACS FIXED INT - AUSTRALIA/GLOBAL BOND