DEALER GROUP

Financial planning

Three advice firm principals aligned to dealer group Australian Financial Services (AFS) have been placed on suicide watch by the dealer group in the past 12 months. ...

Financial planning

The Australian Securities and Investments Commission has launched civil action on behalf of Westpoint investors against advisory firm Brighton Hall Securities....

Financial planning

The failure of South Australia dealer group Financial Planning & Life (FP&L) has cast doubt on the viability of the fixed fee, low-cost dealer group model, according to s...

Funds management

Titanium overcomes remuneration set back associated with providing real estate to clients....

Financial planning

South Australia dealer group Financial Planning & Life has gone into voluntary liquidation, partly as a result of a fraud perpetrated by one of its authorised representat...

Financial planning

Will cut fees in some places by half in a bid to boost development of planning practices....

Financial planning

Captstone has conducted a national survey to determine how remuneration changes will impact planning practices within its network....

Editorial

To what degree should dealer groups filter the data they receive from research houses and what impact is this having on the quality of financial advice?...

Financial planning

Philip Kelly becomes executive chairman at Centric after Michael Pillemer's contract is not renewed....

Financial planning

There is not enough money in providing white label products to planners, according to dealer group Titanium distribution manager Mark Finch....

Financial planning

Eight practices join the Titanium dealer group, bringing its total to 33....

Financial planning

Plan B positions for further growth on Australian east coast and in New Zealand....

Financial planning

Godfrey Pembroke Practice Development Group (GPPDG) is in negotiations with the dealer group's management that may result in significant changes to the dealer group's pro...

Editorial

Prime Financial Group has posted a 55 per cent fall in net profit after tax for the 2009 full year, partly as a result of a 30 per cent fall in financial planning recurri...

Financial planning

The recent round table discussion held by Money Management examined concerns over adviser education levels and their capacity to meet the individual needs of clients....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 1 week ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 1 week ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 2 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

1 week 4 days ago

The Reserve Bank of Australia has announced its latest interest rate decision following this week's monetary policy meeting....

2 weeks 6 days ago

A former financial adviser who stole $4.4 million from his family and friends to feed gambling debts has been permanently banned by ASIC....

3 weeks 3 days ago
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