COMPLIANCE

Financial planning

FPA welcomes call for review of SMSFs....

Superannuation

Industry problems threaten retirement savings....

Financial planning

Firm receives internationally recognised FP9000 Certification....

Financial planning

AML/CTF non-compliance could lead to penalties....

Financial planning

Launches joint PS 146 training venture....

Policy & Regulation

Commitment to make Australia financial services hub of Asia....

Financial planning

Astute Financial partners with Alliance Financial Group....

Financial planning

Paragem extends compliance and audit offering....

People & Products

Brokerage firm bolsters corporate governance in preparation for growth plans....

Superannuation

Vince Scully outlines regulatory changes that now allow self managed super funds to borrow for commercial property....

Financial planning

Are we product floggers or professionals, asked Jeff McMullen at the recent Financial Planning Association (FPA) Conference, and a panel of industry identities gave their...

Financial planning

Ian McDermott outlines key due diligence practises he believes are vital when it comes to marketing your financial planning business....

Financial planning

“Boilerplate disclosure” disadvantages consumers....

Financial planning

Bravura application to deliver significant savings and efficiencies....

Financial planning

AUSTRAC suggests outsourcing AML/CTF rules responsibilities....

sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

So we are now underwriting criminal scams?...

5 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

5 months 1 week ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

7 months 1 week ago

The FSCP has issued a written direction to an adviser who charged clients “extraordinary fees” for inappropriate and conflicted advice, as well as encouraged them to swit...

1 week 6 days ago

ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...

3 weeks 2 days ago

ASIC has confirmed the industry funding levy for the 2024–25 financial year, and how much licensees can expect to pay....

3 days 20 hours ago