COMPLIANCE
Financial planning
ASIC warns that disclaimers attaching to financial services advertising claims must be displayed prominently....
Financial planning
West Australia Chamber of Minerals and Energy boss to assume chair of WA Super. ...
Financial planning
ASIC Chair Greg Medcraft says no financial services regulator can stop corporate failures without onerous compliance regimes. ...
Financial planning
FOS has identified planner conduct and inappropriate claims handling as possible systemic issues during the December 2013 quarter....
Superannuation
The Federal Government has disbanded three superannuation advisory bodies established under the former Labor Government....
Superannuation
AUSTRAC criticised for failing to appropriately define politicians, senior public servants and senior members of the military. ...
Policy & Regulation
Taxpayers Australia forms new body aimed at accountants, lawyers and BAS agents....
Financial planning
Former ASIC officer turned consultant calls for standardised, regulated SOA document....
Financial planning
Victims of the Trio/Astarra fraud express anger at the release from jail of Shawn Richard....
Superannuation
SPAA warns that offers of free SMSF establishment need to be thoroughly understood....
Superannuation
Aaron Dunn points to new ATO draft determination on dividend washing. ...
Financial planning
Kohler-founded Eureka Report obtains an AFSL to deliver buy-and-sell advice....
Financial planning
AIOFP has created an external compliance review service accessible to members from 1 February. ...
Policy & Regulation
IPA claims rules on employee share schemes are stifling innovation....
Superannuation
First it was financial advice, now lawyers are targeting superannuation disputes....
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Podcast
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...