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AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION
Financial planning
Disability income insurance products and the way they have been designed do not work well for prolonged periods of disability or chronic conditions, according to the anal...
Policy & Regulation
Financial planning organisations are seeking clarity from the Government on how its proposed new central disciplinary body for financial advisers will work and how much i...
Policy & Regulation
Platinum Perpetual Globe Private Wealth has lost its Australian financial services licence after charges brought by Western Australian police....
Financial planning
Financial advisers should not be inadvertently caught up in the Australian Securities and Investments Commission’s tough new life/risk anti-hawking approach just because ...
Financial planning
Many of the financial advice businesses named by the Australian Financial Complaints Authority as having failed to pay complaint-related charges are already out of busine...
Financial planning
Following a remediation program Suncorp has compensated 4,000 GuardianFP clients....
Policy & Regulation
The Australian Prudential Regulation Authority has signalled its intention to emulate the Australian Securities and Investments Commission by more frequently publishing t...
Policy & Regulation
The Australian Securities and Investments Commission has speculated that a 50% increase in breach reporting may be the result of licensees clearing the skeletons out of t...
Financial planning
The Code Monitoring Authority established by the major financial planning associations will be ready to roll if, and when, it gains sign-off from the Australian Securitie...
Policy & Regulation
The Australian Securities and Investments Commission has signalled it will make an example of wrong-doers while suggesting that misconduct by some major financial institu...
Superannuation
One-in-seven employed people are likely to require financial advice each year but are not willing to pay more than $500....
Financial planning
The Australian Securities and Investments Commission has signalled a tougher and more targeted approach to advice within superannuation....
Financial planning
A financial planning principal has questioned whether salaried advisers employed by industry funds to provide intra-fund advice are really just a modern version of the ol...
Financial planning
Australians have a sense of security when they seek financial advice from larger institutions and advisers should consider this if looking to move to smaller licensees, w...
Policy & Regulation
The Australian Securities and Investments Commission has changed the rules to allow the Australian Financial Complaints Authority to name firms....
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MARKET INSIGHTS
Podcast
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...
So we are now underwriting criminal scams?...