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AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION
Financial planning
Listed Australian companies will be able to more easily raise funds from retail investors, and investors will be given tax breaks on interest earned on corporate bonds....
Financial planning
ASIC has provided hardship relief for frozen funds that are in the process of winding up....
Financial planning
New ASIC rules on credit disputes impose tougher requirements on credit providers, including shorter timeframes for dealing with credit disputes....
Financial planning
The Federal Government will draft regulation that will in effect reverse a Federal Court decision made in October last year that funded class actions are managed investme...
Superannuation
The Cooper Review has been warned that a substantial gap exists between the audit standards required by ASIC and those allowed with respect to SMSFs....
Financial planning
Queensland man subject to charges after raising nearly $8 million from investors without holding an AFSL, and generating no documentation or returns....
Financial planning
Key bodies representing the financial services industry have broadly welcomed the Rudd Government's plans to overhaul the financial advice industry, but there are some ca...
Financial planning
ASIC has released regulatory guidance to assist with compliance with new legal requirements related to short selling....
Financial planning
The Rudd Government has made its reform plans for the financial advice industry public....
Editorial
Despite a resurgence in popularity, Janine Mace explains why hedge funds are coming under great scrutiny from regulators worldwide....
Financial planning
Three former Sydney-based directors of Australian Capital Reserve (ACR) have been charged with making a false statement to obtain a financial advantage for the company....
Financial planning
A Brisbane man, who was a former client adviser with Tricom Futures Services, has been banned from providing financial services by ASIC....
People & Products
Former BTFG general manager advice and planning Geoff Lloyd has joined Perpetual as group executive for Private Wealth....
Financial planning
Delegates at Synchron's annual conference in New Zealand have entered into a spirited debate over the extent of ASIC's powers....
Financial planning
ASIC has released regulatory guidance on its approach to the licensing and regulation of clearing and settlement facilities....
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The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...