The Australian Securities and Investments Commission has made clear how it sees the controversial reversal of the evidential burden of proof playing out around the propos...

The Australian Securities and Investments Commission claims it is ‘capex poor’ and is seeking more funding from Treasury arguing that if it was allowed greater capital ex...

The Federal Court has found companies in the Mayfair 101 Group made deceptive or misleading debenture advertising, following proceedings brought by the corporate regulato...

The Australian Securities and Investments Commission says it is ready to accept applications for hardship relief from advisers unable to pay its much-increased levy but t...

Superannuation funds did not misuse intra-fund advice with respect to either early release superannuation or insurance, according to the Australian Securities and Investm...

Financial advice firms already digesting the scale of their Australian Securities and Investments Commission levy invoices are worried about what a compensation scheme of...

Nizi Bhandari has been permanently banned by the corporate regulator, while The Australian Dealer Group’s licence has been cancelled....

A Gold Coast accountant and former authorised representative who gave self-managed superannuation funds advice has discovered what it costs when you fail to adhere to a c...

The corporate regulator has applied the extra conditions after the over the counter derivatives business was suspended last year. ...

Financial advisers may be unhappy with the increased Australian Securities and Investments Commission levy but their invoices are arriving nonetheless. ...

Most Financial Planning Association student members coming through are women, who are likely to reshape industry demographics as existing advisers leave the industry. ...

TAL is acknowledging the Australian Securities and Investments Commission’s pursuit of charges against in the Federal Court but pointing out that the regulator did not wi...

Big insurer, TAL has been found guilty in the Federal Court of breaching its duty of utmost good faith under the Insurance Contracts Act with respect to an income protect...

The Financial Planning Association has warned that without a scaled approach by the Australian Securities and Investment Commission small financial planning practices cou...