Peter Kell has resigned as deputy chair of the Australian Securities and Investments Commission, effective from 6 December, this year, following seven years of service at...

The Australian Securities and Investments Commission has banned two former Macquarie advisers from providing financial services for 10 years. ...

The Federal Treasurer, Josh Frydenberg says he believes the Australian Securities and Investments Commission has a case to answer for the issues raised in the Royal Commi...

The regulator has permanently banned unlicensed financial adviser, Senen Pousa, from providing financial services or engaging in credit activity....

The regulator has commenced civil action in the Federal Court against Dover Financial Advisers and its sole director, Terry McMaster....

The Australian Securities and Investments Commission has commenced civil proceedings against ANZ Banking Group....

The securities regulator has updated market integrity rules to facilitate the introduction of Chi-X Australia’s new financial product known as transferable custody receip...

The Administrative Appeals Tribunal has upheld the Australian Securities and Investments Commission’s decision to ban Perth-based Westpac adviser....

Most financial planning groups may have signed up with the new Australian Financial Complaints Authority, but superannuation funds appear to be dragging their feet....

CBA has acknowledged that it was not frank and open in a dispute with the Financial Ombudsman Service, the Royal Commission has been told....

The Australian Securities and Investments Commission has approved the Australian Financial Complaints Authority’s Complaint Resolution Scheme Rules. ...

Freedom chief operating officer Craig Orton has admitted to the Royal Commission that aggressive insurance sales practices within his organisation led to poor customer ou...

The Royal Commission has pointed to flaws and inconsistencies in the regulatory environment around life insurance, including that there is no penalty capable of being imp...

The Australian Securities and Investments Commission has forecast a ‘new competitive dynamic’ in the wake of the banks divesting their insurance and wealth management bus...