ASIC BANS

Financial planning

ASIC has cancelled the financial services licence of Western Australian company, Macro All State Investments & Securities Limited....

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Policy & Regulation

ASIC has cancelled three AFSLs and suspended two for failing to lodge financial statements and auditor’s reports since November, 2015....

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Financial planning

ASIC has permanently banned former Deutsche Bank’s trader, Andrew Donaldson, from providing financial services for making false entries into records....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

2 weeks 2 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

3 weeks ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

3 weeks 5 days ago