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Spring Financial Group is the latest financial planning group to seek a listing on the ASX, after launching an IPO in late December....

Financial planning • 5 January 2015

Synchron’s Don Trapnell urges risk advisers to counter worst elements of Trowbridge interim report, including five-year responsibility period....

Life/Risk • 5 January 2015

Bank of Queensland (BOQ) has appointed Jon Sutton as managing director and chief executive officer, effective immediately....

People & Products • 5 January 2015

The prevention of advice crises in a post-Murray financial system will hinge on differentiating between wholesale and retail investors, an investor registry head believes...

Financial planning • 6 January 2015

Users of ‘robo-advice’ need to ask some basic questions of the online services including whether the operators have appropriate qualifications and experience in the inves...

Financial planning • 6 January 2015

An SMSF trustee has been ordered to pay fines and legal costs of $37,500, after taking advice from a financial planner before providing unauthorised loans to his brother-...

Superannuation • 6 January 2015

The FPA’s 11th hour FPEC “gift” rewarded in Parliamentry Committee’s final report....

Financial planning • 6 January 2015

APRA warns life insurers they need to take responsibility for the manner in which their products are sold....

Life/Risk • 6 January 2015

Two Melbourne men and one of their partners have been charged with conspiring to defraud financial institutions of approximately $110 million, following an ASIC investiga...

Financial planning • 6 January 2015

MDS Financial signals further acquisitions after completing its transaction with Sequoia Financial to gain a solid foothold in the SMSF sector....

Financial planning • 6 January 2015

The Findex Group has formally acquired financial planning and accounting firm Crowe Horwath after eyeing the business for months. ...

Financial planning • 6 January 2015

Jordan Hawke departs Suncorp Life prompting search for replacement ...

Life/Risk • 6 January 2015

ASIC cancelled the AFSL of Coal Industry Superannuation Fund after its merger with AUSCOAL Super last year....

Superannuation • 7 January 2015

A former Commonwealth Bank financial planner will have her compensation claim for an injury sustained at a motel following a team meeting reassessed following an appeal....

Financial planning • 7 January 2015

ASIC has concluded the past year with a spate of financial services licence cancellations with a total of 10 licences cancelled in the last working week before Christmas....

Financial planning • 7 January 2015

APRA identifies exit of reinsurers as primary driver of higher premiums in group market....

Life/Risk • 7 January 2015

Profitable investing in the post-Global Financial Crisis (GFC) environment requires far more than simple good luck or good management. Instead, a new paper by AMP Capital...

News • 7 January 2015

ASIC has imposed conditions on the licence of Guardian Advice after finding advice that lacked a reasonable basis or lacked evidence it was given in the best interest of ...

Financial planning • 7 January 2015

First home buying has fallen to its lowest level ever, making up just 6.9 per cent of all home loans, down from a previous long-term national average of 15 per cent, acco...

Funds management • 8 January 2015

Australian investors are increasingly turning to ETFs to tap into the benefits of offshore investments, with the sector surpassing $15 billion in funds under management. ...

Funds management • 8 January 2015
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The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

2 weeks 2 days ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

1 month 1 week ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month 2 weeks ago

AMP has settled on two court proceedings: one class action which affected superannuation members and a second regarding insurer policies. ...

1 week 1 day ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

2 weeks 4 days ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

3 weeks 5 days ago
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