Sequoia Financial Group has confirmed chief executive Garry Crole will remain at the firm until June 2026 but will work on a succession plan for his replacement.
Proactive compliance risk management has become both a “regulatory necessity” and a “cornerstone of ethical excellence” for financial advice licensees, this compliance professional argues.
Four individuals face a $1 million fine after being charged with alleged market manipulation regarding a “pump and dump” scheme.
Generation Development Group has shared the outcome of its EGM regarding its plans to fully acquire Lonsec through remaining shares.
The investment platform has released a suite of improvements for its users, designed to enhance adviser efficiency and optimise client engagement.
Wealth Data founder Colin Williams believes legislative changes mean there is ‘no excuse’ for further financial adviser declines as the number of new entrants struggle to make up the shortfall.
BT’s latest research has identified the top 10 most important attributes for financial advisers when selecting a platform provider.
Ethical fund manager, Ethical Partners, is understood to have closed up shop after six years in business.
Iress is expecting a 50 per cent EBITDA rise for the first half of the 2024 calendar year compared to the prior corresponding period, as it enters the final stages of its transformation program.
ASIC has secured travel restraint orders against a financial adviser while he is the subject of an investigation into alleged financial misconduct.
