licensees

Former bank-licensed advisers have opted to move to privately-owned licensees, with a preference for boutiques,...

Small licensees are further expected to close in the coming weeks with the number of advisers expected to reach...

More licensee groups offering different licences for part-time advisers might help retain talent, especially those...

The current regulatory regime around financial planning is driving up costs by prioritising compliance and the...

Financial advisers could be placed at risk of retribution when switching licensees under the reference checking...

Advisers need to be confident that a prospective licensee will be around in the future if they are looking for a...

The Financial Planning Association’s proposals for adviser registration to replace licensee authorisations has...

Affected clients will be among the first to know when licenses detect advisers who have done the wrong thing under...

The Australian Securities and Investments Commission will regard personal advice entailing client best interests...

The Australian Securities and Investments Commission has foreshadowed court action in the wake of a review of fee...

Australian financial services licensees that offer over-the-counter derivatives to retail investors overseas might...

The new industry funding model for the Australian Securities and Investments Commission will see financial...

Licensees will be responsible for approving 70 per cent of the continuing professional development hours...

At the same time as confirming Westpac has lost around half its authorised representatives since 2015 the bank’s...

The Financial Planning Association has told the Royal Commission the planning industry would be well served if...