With commissioner Danielle Press to depart ASIC next month, the Treasurer has appointed three new commissioners to the corporate regulator....

The outcome of research by the corporate regulator into access into advice is unlikely to be published publicly and will instead form part of the Quality of Advice Review...

The corporate regulator has shut down the idea of an external advisory board including financial advisers and consumer groups as it feels there would be limited value....

The Australian Securities and Investments Commission has warned super funds to better explain income protection insurance as it can dwindle super balances for particular ...

Clarity and certainty has been given around when records of advice can be used instead of a statement of advice....

The corporate regulator is waiting to finalise its contract with the financial adviser exam facilitator before publishing information about exams to be held next year....

The Administrative Appeals Tribunal has broadened the corporate regulator’s decision to ban Spectrum Wealth director, Mark Schroeder, from providing financial services....

Some of the CP 332 ‘Promoting access to affordable advice for consumers’ project has been put on hold as the corporate regulator assesses what funding will be needed for ...

The corporate regulator is seeking consultation on the anti-hawking of financial products regime that commences in October. ...

New South Wales financial planner, Ross Hopkins, has been sentenced to a maximum period of six years’ imprisonment for 15 dishonesty offences. ...

The Australian Securities and Investments Commission has confirmed it is closely monitoring the delivery of financial advice by superannuation funds against the terms of ...

Dover Financial Advisers have been ordered to pay a $1.2 million penalty for engaging in false or misleading conduct, while Terry McMaster will also be required to pay $2...

The Australian Securities and Investments Commission’s view on the status of intra-fund advice suggests there are few implications likely to flow from this week’s High Co...

The Australian Securities and Investments Commission is going to have to explain why it chose to describe a man convicted of dishonest conduct as a ‘financial adviser’ wh...