Gold Coast business operators charged by ASIC
Following an Australian Securities and Investments Commission (ASIC) investigation, Jana Jaros, Jackson Laurence, and Malcom Capper of the Gold Coast have been charged over the running of two unlicensed financial services businesses.
Jaros and Capper appeared in the Southport Magistrates Court on Monday for the alleged aiding and abetting of Astra Group Pty Ltd and Old Cambridge Pty Ltd to carry out a financial services business without an Australian Financial Services (AFS) license.
All three also face charges for lodging with ASIC documents which contained false and misleading information.
The matter was adjourned until 4 September.
Recommended for you
ASIC’s court case with Interprac is causing advisers to explore the possibility of self-licensing, according to My Dealer Services, as they observe the reputational damage it can bring to a practice.
AZ NGA has entered a strategic partnership with a Sydney advice firm with $600 million in assets under advice to support its succession plans and future growth.
With complaints on the rise and an expanded jurisdiction, the Australian Financial Complaints Authority is on the hunt for four C-suite roles, three of which are newly-created positions.
Ahead of the 1 January 2026 education deadline for advisers, ASIC has issued its ‘final warning’ to the industry, reporting that more than 2,300 relevant providers could be on their way out.

