An inquiry is due to probe the collapse of Dixon Advisory and its impact on the Compensation Scheme of Last Resort....
Platinum Asset Management’s funds under management was $12.23 billion at the end of August, down from $13.03 billion in July....
With the previous financial year behind us, Wealth Data has unveiled the top 10 financial advice licensees in terms of adviser gains and declines over the 12-month period...
An authorised representative of Capstone Financial Planning has been permanently banned for misappropriating more than $650,000 in client funds....
A former financial adviser based in the Sunshine Coast has been permanently banned by ASIC after being sentenced to six years’ imprisonment for fraud....
For fixed income investors, predicting the interest rate cycle and bond prices can be akin to catching a falling knife, with potentially costly consequences....
Australia’s leading source of market intelligence and news for the cyber security sector, Cyber Security Connect, has today rebranded to Cyber Daily....
Legg Mason has appointed Scott Bradley as its new national business development manager....
Capital Group has announced an appointment of James Blair as its new head of fixed income investment services, Asia Pacific....
Ardea’s Real Outcome Fund has been added to the BT Panorama, BT Wrap and BT SuperWrap platforms....
Commonwealth Bank has formally dropped to zero advisers following LGT Crestone’s acquisition of its advice arm – some six years on from the Hayne royal commission. ...
ASIC has banned a former NSW adviser from providing advice for 10 years for investing at least $14.8 million into a cryptocurrency-based scam. ...
ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...