Financial advisers who sit the Financial Adviser Standards and Ethics Authority exam when the corporate regulator administers the exam will pay over $350 more than now. ...
It is the professional year that is the biggest hurdle for new entrants rather than exams but things are likely to improve in 2022 when it is clear how many existing advi...
China is “well progressed” through its period of regulatory scrutiny of technology firms which means companies are considering its long-term potential again, according to...
The fund is making a takeover bid for PM Capital Asian Opportunities fund, an offer which is “clearly superior” to an existing proposed scheme of arrangement with a rival...
Advisers say they are seeing a light at the end of the tunnel for the first time in a while after a challenging period of regulatory change....
Regulatory scrutiny of big technology firms should be an opportunity for fund managers rather than a headwind as they present the chance for firms to improve....
Including one day a year pro bono work as continuing professional development could help to reduce the advice gap and boost the advice industry’s reputation within the co...
Advisers need to step up and deliver financial advice in the same way that consumers are interacting with their finances....
Hyperion has made three appointments to its team, including a head of risk and compliance who joins from Northcape Capital. ...
Self-managed superannuation fund trustees could be exempt from certain compliance actions as the Australian Taxation Office has extended relief measures as a result of CO...
AMP has settled on two court proceedings: one class action which affected superannuation members and a second regarding insurer policies. ...
ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...
The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...