HFA founder and chair Spencer Young resigns, ending a 15-year involvement with the group....
Actuaries Institute recommends creation of commission to oversee financial systems policy and decide on policy conflicts....
Rubik to add revenue and commission management software to the suite of Rubik products....
ASIC cancels licence of CBA-purchased planning group nine months after deal concluded. ...
Regulator permanently bans former authorised representative and director of an investment trustee for misleading and deceptive conduct....
Commonwealth Financial Planning whistleblower Jeffrey Morris claims ASIC failed to act to cover its own incompetence....
Assistant Treasurer duties handed to former Shadow Assistant Treasurer Mathias Cormann...
High net worth investor numbers invest a third of collective assets via self-managed superannuation funds (SMSF)....
Business of securities adviser subject to an enforceable undertaking has licence cancelled....
Management to remain in buyout of niche business unit....
Commonwealth Bank has formally dropped to zero advisers following LGT Crestone’s acquisition of its advice arm – some six years on from the Hayne royal commission. ...
ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...
ASIC has banned a former NSW adviser from providing advice for 10 years for investing at least $14.8 million into a cryptocurrency-based scam. ...
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...