Chris Durack will leave the firm at the end of October after a decade and Susan Soh will be the sole head of Schroders’ APAC business....
Nathalie Wallace has been appointed from a Natixis affiliate and will be responsible for growth in all aspects of sustainable investment....
While the authority argues the high pass rate shows it is an achievable exam for “competent” advisers and has been a boost for consumer confidence in the industry, data s...
Maintaining education and professional development requirements will make it hard for women to stay in the industry if they need to take time off to start a family, accor...
Several funds will benefit from holding onto the buy now/pay later firm as it is set to be part of the largest corporate acquisition in Australian history. ...
The two advisers used a website to attract clients to help them find lost super, but are not adequately trained or competent to provide financial services....
The corporate regulator has cancelled the licence of limited licensee of Jyoti Rahman as they are no longer providing financial services....
The Federal Court has found it is liable for failing to supervise former adviser John Doyle, who became a case study during the Royal Commission....
The partnership with Eight Bays Investment Management has led to the creation of a fund that invests in offshore exchange traded funds after a two-year development proces...
Liberal members Jason Falinski and Tim Wilson have concluded the corporate regulator and industry super funds are beneficiaries of Australians being unable to access fina...
Commonwealth Bank has formally dropped to zero advisers following LGT Crestone’s acquisition of its advice arm – some six years on from the Hayne royal commission. ...
ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...
ASIC has banned a former NSW adviser from providing advice for 10 years for investing at least $14.8 million into a cryptocurrency-based scam. ...
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...