SAFAA

Financial planning

Proposed Code Monitoring Authority will be ready to roll

The Code Monitoring Authority established by the major financial planning associations will be ready to roll if, and when, it gains sign-off from the Australian Securitie...

Financial planning

FPA and other associations lodge formal code-monitoring application

The Financial Planning Association, Association of Financial Advisers and other professional association backers will today lodge a formal application with ASIC to operat...

Financial planning

Uncertainty hampers new advice regime

Intense lobbying by financial advisers has made Federal parliamentarians aware of their problems with the Financial Adviser Standards and Ethics Authority regime but unce...

Financial planning

GRC Solutions partners with Stockbrokers and Financial Advisers Association

eLearning regtech firm GRC Solutions would partner with the Stockbrokers and Financial Advisers Association to assist it with meeting new benchmark requirements for staff...