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ROYAL COMMISSION
Policy & Regulation
The Federal Treasurer, Scott Morrison has said that it is a matter for the Royal Commission whether the Australian Securities and Investments Commission and the Australia...
Financial planning
Dover Financial Planning principal, Terry McMaster collapsed in the Royal Commission witness box after prolonged questioning about his firm’s “Client Protection Policy” a...
News
The Association of Financial Advisers chief executive, Phil Kewin has been asked what it takes for an adviser to be expelled from his organisation....
Financial planning
IOOF Limited has pointed to the contractual protections it enjoys with respect to any Royal Commission fall-out impacting its acquisition of the ANZ wealth management bus...
Financial planning
The Financial Planning Association and the Association of Financial Advisers are scheduled to appear before the Royal Commission today with the focus expected to be on ho...
Financial planning
Litigation firm Quinn Emanuel Urquhart & Sullivan is investigating bringing a class action against AMP on behalf of shareholders in the company, as the legal fallout of l...
Financial planning
The Prime Minister, Malcolm Turnbull has admitted to making a political mistake in not acting sooner to call the Royal Commission into Misconduct in the Banking, Superann...
Editorial
If financial advisers fully owned the relationship with their clients, many of the issues uncovered by the Royal Commission may have been avoided....
Financial planning
ANZ has admitted it made mistakes in seeking to ‘on-board’ planners from AFS Group after it had been the subject of an enforceable undertaking....
Financial planning
The Financial Services Council has come out in support of the Government’s toughened-up corporate misconduct penalties, following the discoveries by the Royal Commission ...
Policy & Regulation
The Turnbull Government will strengthen criminal and civil penalties for corporate and financial misdeeds, following revelations of staggering misconduct in this week’s R...
News
The Royal Commission into Misconduct in the Banking, Superannuation and Financial Services industry has been told BT Financial Planning failed to fully inform Dover Finan...
Financial planning
AMP chief executive, Craig Meller has emerged as the first victim of the Royal Commission fall-out....
Financial planning
The Financial Services Union has called for the Royal Commission to be given more time, saying that an extension is needed to uncover the full extent of misconduct in the...
Financial planning
A boutique financial planner has said that clients critically assessing fees and services more could help lessen the misconduct revealed by the Royal Commission this week...
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MARKET INSIGHTS
Podcast
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...