RISK MANAGEMENT

Editorial

Australians have sought offshore diversification for years. The logical extension is to think more deeply about how to make offshore exposures complement local ones, acco...

image
People & Products

BT Investment Management has named a new chairman as Brian Scullin announces his retirement....

image
Funds management

Zenith Investment Partners has observed significant progress by multi-managers in the areas of investment implementation and risk management as part of its latest diversi...

image
Financial planning

Lawyers target planners as ASIC says PI is a risk management tool rather than a consumer protection mechanism....

image
Editorial

Milana Pokrajac takes a look at the troubled dealer group WealthSure, its history and its plan to change what the regulator deemed a bad compliance culture. ...

image
Funds management

The longer the debt crisis continues the greater will be the divide between leaders and laggards in the institutional world, according to CREATE chief executive Professor...

image
Financial planning

Paul Derham draws on extensive recent research to provides tips to help financial planners sail through their next licensee compliance audit. ...

image
Financial planning

APRA warns lenders against letting the current low interest rate environment drive up unsustainable housing credit....

image
Financial planning

Following a run-in with ASIC and a departure of its co-founder and managing director Darren Pawski, troubled dealer group WealthSure has rolled out a new strategy to buil...

image
Financial planning

New Deloitte research reveals the increasing use of remuneration clawbacks for financial services executives but not for the upper-most echelon of management....

image
Financial planning

ASIC has accepted an enforceable undertaking from WA-based dealer group WealthSure, with former CEO Darren Pawski banned from the industry....

image
Funds management

Hunter Hall will launch a new Australian equities fund into the institutional market and close two of its retail fund offerings after posting a net profit after tax of $4...

image
Editorial

The conundrum of low returns sets up a desire to take on greater risks. Taking responsibility and lowering risk during times of poor expected returns makes sense, accordi...

image
Life/Risk

Life insurance companies and other institutions will receive a 12-month transition period on implementing APRA’s risk management requirements, the regulator has announced...

image
Financial planning

A new survey reveals how financial services companies are ensuring they can actually claw-back salaries from executives....

image
sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

So we are now underwriting criminal scams?...

2 months 3 weeks ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

2 weeks 3 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

3 weeks 1 day ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

3 weeks 6 days ago