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Superannuation
A Senator has asked ASIC to look into the potential conflict of interests in the establishment of a new media outlet fully financed by three industry super funds....
Financial planning
Former AFS adviser Gabriel Nakhl has been permanently banned from providing financial advice after entering into an enforceable undertaking....
Financial planning
A Melbourne mortgage broker has been banned for five years and his company’s Australian credit licence was cancelled after breaching credit laws....
Financial planning
ASIC has rejected a Money Management report of a union submission citing a culture of bullying and harassment....
Life/Risk
Insure 247 has made changes to its online insurance websites after ASIC raised concerns that they contained misleading and deceptive advertising....
Superannuation
ASIC cautions investors over spruiking for investments in government rental scheme....
Funds management
Bank of Queensland will expand its review into its compliance systems following further reports of errors in its interest rates and fees....
Financial planning
Online lender fined by ASIC for misleading or false advertising....
Financial planning
FPA chief executive calls on CFP members to actively promote designation. ...
Financial planning
The financial services regulator will observe a number of selected licensees in their FOFA implementation over the next few months with the goal of identifying areas wher...
Financial planning
ASIC warns of best interest duty breaches where dealer groups take a ‘cookie-cutter’ approach....
Life/Risk
ASIC deputy chairman Peter Kell has used his speech at the AFA national conference to announce major surveillance of retail advice with respect to life insurance. ...
Financial planning
Advisers will have to disclose a number of specific facts when providing SMSF advice, such as lack of compensation arrangements and costs associated with running a self-m...
Financial planning
Planners encouraged to assess research house compliance with new regulatory standard....
Financial planning
Following calls by the FPA for industry to work together in raising awareness around the benefits of financial advice, both ASIC and the FOS have given their support to F...
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Podcast
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...