ASIC moves against another financial services company over misleading advertising....

Mike Taylor writes that ASIC is right to pursue managers with just as much vigour as it pursues financial planners when things go wrong. ...

ASIC tells a Senate Committee that while Commonwealth Financial Planning has lived up to its enforceable undertaking requirements, further work is required on its breach ...

Opposition parliamentarian Ed Husic has claimed ASIC is 'walking both sides of the street’ in taking a facilitative approach to regulating the implementation of the FOFA ...

ASIC will seek to ban management figures in financial planning firms that are involved in advice failures....

ANZ has agreed to send out gift cards to income protection insurance customers after ASIC concerns....

The executive director of the Revenue Group within the Federal Treasury, Rob Heferen, made a very important point to last month’s SPAA conference in Brisbane: any change ...

A self-managed super fund (SMSF) provider has paid a $10,200 infringement notice penalty for misleading advertising on the cost of setting up an SMSF....

ASIC warns on offshore lending scam which has impacted some Australian consumers....

Mike Taylor writes that ASIC chairman Greg Medcraft has laid out how the regulator sees the future of financial planner education – and the challenge will be how the indu...

An ex-financial adviser who earned more than $200,000 by falsifying insurance documents has been convicted of dishonest conduct....

ASIC warns that disclaimers attaching to financial services advertising claims must be displayed prominently....

Money Management breakfast will see Kell and Bushby traverse the future of financial services regulation....

ASIC has sidestepped claims that FOFA amendments were a negative step and its enforcement approach allowed advisers a free hand....