Omniwealth has paid a $10,200 penalty after ASIC issued an infringement notice that had concerns its website had potentially misleading claims....

A financial planning practice within Charter Financial Planning has paid $10,200 penalty after ASIC found it made misleading representations in an article on its website....

The fall-out from NAB’s planning issues may be adoption of a recommendation for a compulsory planner reference-checking regime....

ASIC is urging insurers to improve their consumers’ understanding of what their no-claims discount scheme offer....

Serious questions asked about whether NAB appropriately filed breach reports relating to 37 planners with whom it parted company....

ASIC has told a Senate committee it has asked NAB for detals of whistleblower complaints including the names of 37 terminated planners....

ASIC has banned a Queensland based financial adviser from providing financial services for five years for misleading conduct and inappropriate advice....

ASIC deputy chairman, Peter Kell, says the regulator is not yet facing a rush by accountants to be licensed....

Macquarie Equities Limited has completed the two year term of its enforceable undertaking reducing it adviser numbers in Macquarie Private Wealth by 25 per cent....

A former financial adviser has been jailed for defrauding more than 150 of her clients over two decades. ...

A Bundaberg-based building society has agreed to review its lending practices after ASIC raised concerns that it relied too heavily on information from a finance broker....

QBE will ensure all future communications relating to escalated complaints and dispute resolution will have the company’s branding rather than an external legal firm’s, u...

ASIC plans to probe the mortgage lending standards of the Big Four, particularly honing in on interest-only loans. ...

A broker will refund $477,900 to 2000 consumers after the corporate regulator found it had charged consumers a brokerage fee when it was not allowed to....