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PETER KELL
Financial planning
AMP will be the first financial advice group to give testimony before the Royal Commission as it enters its round two hearings today....
Policy & Regulation
The Australian Securities and Investments Commission has admitted that negative feedback from superannuation funds and lobby groups persuaded it to place the implementati...
Financial planning
A financial planner’s years of experience has value and should be recognised, according to Australian Securities and Investments Commission deputy chairman, Peter Kell....
Financial planning
ASIC has been asked within a Parliamentary Committee hearing whether it will scrutinise financial advice provided by industry funds in the same way it scrutinised that pr...
Financial planning
Victims of Financial Fraud has accused Bill Shorten and the Australian Securities and Investments Commission in the aftermath of the Trio Fraud.Victims of Financial Fraud...
Policy & Regulation
The Australian Securities and Investments Commission has issued a final warning to the financial services industry to stop cutting corners in breach of the law regarding ...
Financial planning
Operators of ‘binary options trading boiler room’, Jana Jaros and Jackson Capper, have been convicted and sentenced....
Financial planning
The Australian Securities and Investments Commission deputy chairman, Peter Kell has accused insurers, advisers and others in the life/risk industry of blame-shifting and...
Financial planning
ASIC has accepted an EU offered by Financial Index Australia after surveillance found various concerns in policies and procedures in its financial advice business....
Superannuation
Superannuation fund trustees and executives have been warned they are falling short on disclosure, claims handling and other issues following an Australian Securities an...
Life/Risk
The Australian Securities and Investments Commission has warned life/risk advisers not to try to beat the commissions and clawback implementation....
Outsider
Outsider has some good news for financial planners and others regulated by ASIC — Peter Kell has admitted madly wasting money and resources....
Financial planning
ASIC deputy chairman, Peter Kell, has delivered an optimistic assessment of progress in improving the advice culture but has warned of a long journey ahead....
Policy & Regulation
ASIC deputy chairman, Peter Kell, has admitted that prior to issues around CommInsure, it had received few complaints about life insurance claims handling....
Financial planning
The Australian Securities and Investments Commission (ASIC) has given the green light to businesses to provide customers with information in digital form....
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Podcast
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...