LIQUIDATOR

Policy & Regulation

A Sydney-based liquidator has had his registration cancelled by the liquidator board for neglecting his duties on several occasions. ...

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Accounting

ASIC accepts enforceable undertaking from a liquidator at an Adelaide-based accounting firm after he failed to adequately investigate and document findings....

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Funds management

The Federal Court of Australia has appointed two provisional liquidators from Deloitte to conduct an investigation into Avestra Asset Management....

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Financial planning

Following an ASIC investigation on contraventions of the Corporations Act, Ostrava Equities and its related equities have been appointed provisional liquidators....

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Financial planning

The Companies Auditors and Liquidators Disciplinary Board has taken action against another liquidator following an ASIC investigation into their conduct as a liquidator....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

4 months 1 week ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

4 months 2 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

6 months 2 weeks ago

Commonwealth Bank has formally dropped to zero advisers following LGT Crestone’s acquisition of its advice arm – some six years on from the Hayne royal commission. ...

1 week 2 days ago

ASIC has banned a former NSW adviser from providing advice for 10 years for investing at least $14.8 million into a cryptocurrency-based scam. ...

3 days 1 hour ago

ASIC has issued a warning to financial advisers to ensure they are complying with client consent requirements when entering into ongoing fee arrangements....

1 week 2 days ago