LICENSEES
Policy & Regulation
Australian financial services licensees that offer over-the-counter derivatives to retail investors overseas might be breaking overseas laws....
Policy & Regulation
The new industry funding model for the Australian Securities and Investments Commission will see financial planning licensees and credit providers carrying some of the gr...
Financial planning
Licensees will be responsible for approving 70 per cent of the continuing professional development hours undertaken by advisers under the new Financial Adviser Standards ...
Financial planning
At the same time as confirming Westpac has lost around half its authorised representatives since 2015 the bank’s chief executive has also confirmed a proposed industry so...
Financial planning
The Financial Planning Association has told the Royal Commission the planning industry would be well served if licensees were obligated to a best interest duty in the sam...
Financial planning
HUB24 has posted record net inflows for the first quarter of $638 million and representing a 19.3 per cent growth....
Financial planning
Licensees have been urged to pre-arm themselves with replacement premium registers to counter accusations of churn....
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...