the fold legal

The buyer of last resort process is more complicated than advisers might expect as some licensees are focusing on...

The Safe Harbour provision does not provide as much protection as advisers expect and could be abolished in due...

The 'weaponisation of compliance' is bringing up wider problems with licensees, not just a few...

The financial services regulator responded to Royal Commission criticism with a ‘why not litigate?’ approach....

Advisers are in a position to demand more stringent warranties when they are looking to buy portfolios, The Fold...

ASIC will likely require some insurance code of practice provisions are strengthened before it approves the code,...

The Australian Securities and Investments Commission has said that claims that it causes serious delays in “...

The Australian Securities and Investments Commission is causing headaches for Australian Financial Services...

Both the Royal Commission final report and FASEA’s reforms could intensify changes already underway to how...

With ASIC having recently stopped a number of retail initial coin offerings and token generation events, The Fold...

The Fold Legal has warned that transitioning to the Australian Financial Complaints Authority will involve “much...

It would be foolhardy for non-bank advice firms to think that they are not the next focus of the regulator,...

Financial services players are amongst those who have been urged to exhibit caution when offering referral...

The Fold Legal has proposed that the definition of control under the Corporations Act be restricted, despite an...

Limited licensees have been at a disadvantage compared to full licensees ever since the accountants’ limited...