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FINANCIAL SERVICES REFORM
Financial planning
Loyalty is fast disappearing as advisers shop around for the best deals from fund managers and dealer groups. George Liondis reports....
Financial planning
The Financial Planning Association (FPA) will consider backing a proposal to set up a national scheme, possibly funded by an industry levy, to compensate investors for lo...
Financial planning
A serious rift is developing between consumers and the financial planning industry over the release of a damning report criticising the quality of financial planning advi...
Financial planning
The Financial Planning Association has heard all the criticisms levelled at the industry, and Allan Crompton says the focus has always been on higher standards....
Financial planning
The Financial Planning Association (FPA) and the Investment and Financial Services Association (IFSA) have joined forces to warn the Australian Prudential Regulation Auth...
Financial planning
A war of words has begun between three industry bodies over disclosure of commissions on risk products and the viability of the Financial Services Reform Act (FSRA)....
Financial planning
The Investment and Financial Services Association (IFSA) and the Financial Planning Association (FPA) have joined forces in support of the Financial Services Reform Act (...
Financial planning
Nobody really thinks the Financial Services Reform Act (FSRA) is working, says TOM COLLINS, and for that reason it should be scrubbed....
Financial planning
The Australian Securities and Investments Commission (ASIC) has called for submissions from stakeholders on whether it should issue guidelines on the new socially respons...
Financial planning
Forget PS 146, it could be PS 164 that will be the big compliance hurdle for financial planning businesses in 2003....
Financial planning
The Australian Securities and Investments Commission (ASIC) has responded to industry concerns about the costs of “unnecessary” training requirements under the Financial ...
Funds management
The Financial Planning Association (FPA) has reacted strongly to claims from the Australian Prudential Regulatory Authority that commission based advisers compromised the...
Financial planning
The Financial Planning Association (FPA) has admitted that its membership base suffers serious weaknesses in the key areas of disclosure, training, risk management and ad...
Financial planning
Half of those working within the financial planning industry believe there is a crisis of investor confidence in the sector, according to a Securities Institute survey....
Financial planning
An industry veteran, Tom Collins’ influence in financial services has grown through sheer weight of experience....
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MARKET INSIGHTS
Podcast
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...
So we are now underwriting criminal scams?...