FINANCIAL SERVICES LICENCE
Financial planning
IAA warns property-related managed investment scheme collapses could spread if rules aren’t amended urgently....
Financial planning
New bill prohibits accountants from providing super advice....
Financial planning
Chartered accounting firm PKF is in the final stages of streamlining its financial planning operation....
Financial planning
French fund manager Credit Agricole has solidified its domestic operation....
Funds management
Court moves against illegal property scheme....
Financial planning
Regulator closes managed investment scheme....
Financial planning
Rabo Financial Advisors has grown its numbers through acquisition....
Financial planning
The corporate regulator has released updated versions of the licensing requirements for Australian financial services (AFS) licensees....
Financial planning
Guardianfp brand Cameron Walshe is to be repositioned as a corporatised boutique dealer group, backed and supported by institutional owner Asteron....
Financial planning
A Victorian-based company and holder of an Australian Financial Services Licence that acted as trustee for a number of superannuation funds, Top Quartile Management Limit...
Financial planning
The Supreme Court of NSW has granted orders sought by the corporate regulator preventing a Sydney-based financial planner from leaving the country and liquidating his ass...
Financial planning
WB Financial Management claims to have become the first independently owned dealer group in Australia to achieve an international standard quality assurance certificate t...
Financial planning
A former financial planner has faced the Brisbane Magistrates Court on seven fraud charges relating to activities that left his clients more than $126,000 out of pocket....
Financial planning
The Financial Planning Association has meted out the most severe punishment against a Western Australian-based planner and planning practice regarding advice about Westpo...
Financial planning
An unlicensed adviser in Queensland has received a five-and-a-half year jail term for the dishonest use of over $500,000 of investors’ money...
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The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...