FINANCIAL SERVICES INDUSTRY

Financial planning

Former clients of Storm Financial and Colonial Geared Investments are continuing to voice frustration about the shortcomings of the system employed by CGI in managing the...

Financial planning

The New Zealand financial planning industry is being consulted on new disclosure requirements for advisers, including the potential use of the terms 'independent' or 'una...

Editorial

When the National Australia Bank (NAB) late last month announced its acquisition of Aviva’s wealth management business, its documentation lodged with the Australian Secur...

Editorial

It is remarkable how many people were surprised by the comments provided to a Parliamentary committee by senior executives of the Australian Securities and Investments Co...

Financial planning

A media report yesterday that accused financial planners of being under investigation by ASIC was false, with the people in question believed to be marketing themselves a...

Financial planning

CPA Australia has warned that the way planners are remunerated should be left to the industry to determine because governments should not set markets....

Financial planning

The client of a Securitor financial planner has detailed his adviser's struggle with Colonial Geared Investments in the second half of last year to provide the appropriat...

Financial planning

Financial advisers are facing an ethical dilemma as they buckle under immense pressure from agribusiness investment scheme managers with large marketing budgets....

Financial planning

Commissions may not be extinct in the financial services industry - but they are now a seriously endangered species....

Financial planning

A new survey suggests most Australians still find superannuation too complicated and worry more about having too little money in retirement than the global financial cris...

Financial planning

Perpetual chief executive David Deverall has used a company update to suggest that further industry consolidation is inevitable....

Financial planning

Industry Funds Management chairman Garry Weaven has rejected the notion that write-downs for industry funds would occur this year or next....

Editorial

Financial planning commissions may not be extinct but they are now a seriously endangered species....

Financial planning

Thanks to the Rudd Labor Government's first Cabinet reshuffle financial services now has a seat at the Cabinet table but, as Mike Taylor reports, it remains for the indus...

Financial planning

The various committees within the Investment and Financial Services Association (IFSA) have outlined their policy priorities for the 2009-10 financial year. The following...

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 2 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 1 week ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 2 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

1 week 6 days ago

The Reserve Bank of Australia has announced its latest interest rate decision following this week's monetary policy meeting....

3 weeks 1 day ago

A former financial adviser who stole $4.4 million from his family and friends to feed gambling debts has been permanently banned by ASIC....

3 weeks 5 days ago
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