FINANCIAL ADVISERS

Financial planning

The Commonwealth Bank has used its second FSI submission to back a US-style approach to the implementation of a natioanl register of financial planners....

Financial planning

ASIC has recommended that institutionally-aligned advisers be labelled as “restricted advice’ businesses and provide statements about limited product advice....

Financial planning

Financial services business broker claims things have changed and some baby boomer planners should consider their exit strategy....

Financial planning

AMP has unilaterally moved to impose higher education standards within its licensee networks and to implement an advice review panel....

Editorial

Challenger post strong result on back of fifth straight year of retail annuities growth....

Financial planning

ASIC plans to have more ‘cops on the beat’ as it targets the financial advice sector....

Financial planning

The financial planning industry has illustrated “inappropriate levels of quality” going back more than a decade, ASIC said....

Financial planning

ASIC will investigate former financial advisers with the Macquarie group which is to contact 160,000 clients who received advice over the past decade about the possible p...

Editorial

The underlying factors that influence investment decisions may have more to do with DNA and culture than previously thought, Grace Yulu writes. ...

Financial planning

A register of financial advisers with their qualifications and experience will not be enough to determine whether they are trustworthy financial planners or not, accordin...

People & Products

Anne Fuchs has moved to the newly-created role of Chief Commercial Officer within the AFA....

Financial planning

Brisbane-based planning chief executive argues institutionally-aligned advisers need to question their roles....

Funds management

Financial advisers and their clients will be able to learn about exchange traded funds (ETFs) using a new educational microsite....

Financial planning

Issues arising from vertical integration are not to blame for waning trust in financial advisers, with the erosion of professional values a more likely culprit, a Deloitt...

Financial planning

Fortnum Financial Group is set to become one of Australia’s largest independently owned AFSLs, after completing the purchase of ANZ’s 20 per cent stake in the company....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

2 months 1 week ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

3 months ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

3 months 1 week ago

BlackRock Australia plans to launch a Bitcoin ETF later this month, wrapping the firm’s US-listed version which is US$85 billion in size....

1 week 5 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

3 weeks 5 days ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

3 weeks 3 days ago
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