FINANCIAL ADVISER

Financial planning

Former Perth AMP financial adviser Anastasis Darcy Papas has been sentenced to 10 years jail on stealing and fraud charges totally $703,000....

Financial planning

The Australian Securities and Investments Commission (ASIC) is firing up its ef-forts to discourage investors from investing in dodgy tax driven investments....

Financial planning

The recent flurry of activity among Australia’s online brokers mirrors the price war which hit the US online broking market about three years ago. Stuart Engel examines a...

Financial planning

The continuing investigation into the failure of the Wattle Group has claimed an-other financial adviser....

Financial planning

The Australian Securities and Investments Commission (ASIC) is firing up its ef-forts to discourage investors from investing in dodgy tax driven investments....

Financial planning

Investment management software supplier DST International (DSTi) has picked up Melbourne based unit registry developer MaxTrak Technology for a sum described as “multi-mi...

Financial planning

The Australian Securities and Investments Commission (ASIC) recently issued a warning, telling investors and advisers to be aware of the pitfalls of share trading systems...

Financial planning

A former AMP financial adviser has been banned for life from acting as an in-vestment adviser....

Financial planning

A former AMP financial adviser has been banned for life from acting as an invest-ment adviser....

Financial planning

American author Robert Kiyosaki has thrown down the gauntlet to educators, including financial advisers, challenging them to find ways in which to educate the young about...

Policy & Regulation

With any strategy or transaction undertaken by a financial adviser on behalf of a client, consideration must be given to the anti-avoidance rules of the Income Tax Assess...

Financial planning

Joe Hockey’s office is likely to be bombarded with reams and reams of responses to the federal government’s draft CLERP 6 legislation....

Financial planning

After much deliberation, the Senate passed the member/ trustee laws late last year which have significanrt ramifications for self managed super funds (SMSF). The March 31...

Financial planning

As any financial adviser knows, the best way to sound authoritative about the share market is to guess. That is exactly how Christine Kiernan of Kiernan Consultants manag...

Financial planning

Australian Clearing Services (ACS) has formed another alliance with a financial services provider — Norwich Union’s Navigator. The new share trading service is to be bran...

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 week 3 days ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

1 month ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

1 month 1 week ago

AMP has settled on two court proceedings: one class action which affected superannuation members and a second regarding insurer policies. ...

3 days 13 hours ago

ASIC has released the results of the latest adviser exam, with August’s pass mark improving on the sitting from a year ago. ...

1 week 6 days ago

The inquiry into the collapse of Dixon Advisory and broader wealth management companies by the Senate economics references committee will not be re-adopted. ...

2 weeks 6 days ago
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