EXECUTIVE DIRECTOR

Financial planning

ING Australia, has struck a deal with Macquarie Investment Management for the latter to provide outsourced systems and administrative functions for ING’s wrap offering....

Financial planning

A Melbourne financial adviser has been permanently banned from the industry after falling for a Nigerian letter scam....

Financial planning

The ING investment platform, Optimix Investment Management, has added four new managers to the panel for its Australian equities, fixed interest and cash offerings....

Financial planning

Treasury Group has announced a management reshuffle that will see the group put a greater focus on managing and growing its existing boutique investment managers rather t...

People & Products

The Australian Securities and Investments Commission (ASIC) has appointed Greg Tanzer as executive director of consumer protection and international relations, replacing ...

People & Products

ING Australia has filled its recently vacated Queensland state sales manager position by plucking Western Australia sales manager Kevin Canning from his Perth base to the...

Financial planning

ING Australia has completed revamping its sales and distribution management structure, which it flagged last year, with the aim of sharpening its focus on specific advise...

Financial planning

The Australian Securities and Investments Commission (ASIC) has released a timetable for policy proposal papers on the Corporate Law Economic Reform Program (Audit Reform...

Financial planning

Australian Securities and Investments Commission (ASIC) executive director of consumer protection Peter Kell has left the industry regulator to take on the role of chief ...

Financial planning

Investors have been strongly warned against illegal schemes promising access to their superannuation before retirement by the Australian Securities and Investments Commis...

Funds management

Boutique unlisted commercial property manager SAITeysMcMahon has launched an open-ended child care trust that intends to raise $23.5 million from investors....

People & Products

ING Australia has appointed ex-Tower Australia head of product Darren Stevens to the newly created role of national manager for employer super and group risk distribution...

People & Products

The Australian Securities and Investments Commission (ASIC) has appointed a new executive director of enforcement, Jan Redfern, to head-up the department responsible for ...

Financial planning

The Australian Securities and Investments Commission (ASIC) has warned it will crack down on any organisation continuing to operate post-March 10 without a valid Australi...

Financial planning

Former executive director of Harts Australasia, Maxwell John Sweetman, has faced insider trading charges levelled against him by the Australian Securities and Investments...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

3 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

2 weeks 5 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

3 weeks 3 days ago

ASIC has released the results of its first adviser exam to be held in 2025, with 241 candidates attempting the test....

4 weeks 1 day ago