DIRECTOR

Financial planning

ASIC has cancelled the Australian credit licence of Net Finance (Corp) Pty Ltd and banned its director, Graham Tandy, from the credit industry for 10 years....

Financial planning

Countplus has named the current chief executive of its largest subsidiary as its new chief executive and managing director, replacing incumbent Michael Spurr...

Policy & Regulation

The actions of one senator reversing their support for the Government’s Future of Financial Advice (FOFA) reforms will undermine competition in the advice sector, Synchro...

Financial planning

ASIC has begun civil proceeding against the founder and former directors of LM Investment Management Ltd alleging the directors failed in their duties to act with diligen...

Financial planning

Prominent Financial Services director, Christine Swanson recognised with chair of AFA Inspire....

Financial planning

Remittance companies seek to counter banks with formation of new representative body....

Financial planning

Australians working in the financial services sector believe they will have to move jobs to improve their chances of career progression, a new survey reveals....

Funds management

AMP Capital has announced a change in the leadership of its property investment team with the retirement of its Chief Investment Officer, Property Andrew Bird after a 37 ...

Financial planning

The FSC welcomed the China-Australia free trade agreement, saying it will give fund managers direct access to China and boost the nations’ financial services trade....

Financial planning

A Victorian financial adviser has been banned from providing financial services for seven years after an ASIC investigation found he had breached “numerous financial serv...

Financial planning

It's been an issue that's ruffled feathers across the industry, but is scaled advice finally gaining traction in the planning world? Kate Cowling investigates. ...

Financial planning

Adviser Ratings says the fact it has signed up 1000 advisers in its first month is validation that planners want change from their dealer groups, particularly when it com...

Financial planning

FSC has named former broadcaster and journalist and current director of media and public affairs for Coca-Cola Amatil, Sally Loane, as its new chief executive to succeed ...

Superannuation

FSC claims industry funds are engaging in protectionsit practices by exploiting loop-holes in choice of fund legislation to deny open access to default funds under the ne...

Financial planning

TAL completes rationalisation of super funds with appointment of three independnet trustees....

sub-bgsidebar subscription

Never miss the latest news and developments in wealth management industry

MARKET INSIGHTS

So we are now underwriting criminal scams?...

5 months 1 week ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

5 months 1 week ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

7 months 2 weeks ago

The RBA has handed down its much-anticipated rate decision, following widespread expectations of a close call....

4 days 7 hours ago

The FSCP has issued a written direction to an adviser who charged clients “extraordinary fees” for inappropriate and conflicted advice, as well as encouraged them to swit...

2 weeks 5 days ago

ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...

4 weeks 1 day ago