DIRECTOR

People & Products

Following the departure of Lukasz de Pourbaix in April, Lonsec has appointed a new chief investment officer and executive director....

Financial planning

ASIC has commenced civil penalty proceedings in the Federal Court against a director of Dixon Advisory and Superannuation Services for alleged breaches of directors’ duti...

People & Products

MLC Life Insurance has appointed David Stephen to the board of MLC Ltd as an independent non-executive director. ...

People & Products

James Evans is to retire as chair of Pendal after nine years and will be replaced by Deborah Page....

Financial planning

The regulator has cancelled the Australian financial services licence of Sydney-based firm Premier Wealth Management Financial Services and banned two of its directors....

People & Products

Pinnacle Investment Management director Adrian Whittingham has chosen to reduce his hours from full-time to part-time and is expected to step into a non-executive role....

People & Products

Nikko Asset Management Australia has announced the appointment of Naomi Edwards as its new non-executive director....

People & Products

AMP Limited has appointed a new director of distributions. ...

Policy & Regulation

Two directors of financial services company, One Investment Services, have entered into an enforceable undertaking with ASIC following misconduct in their application for...

People & Products

Brisbane financial services firm, MGD has backed its approach to philanthropy with the appointment of a Director of Social Investment and Philanthropy....

People & Products

Crestone Wealth Management has announced key changes to its board including a new director and a change in chairman....

People & Products

MyState Limited has drawn on experience with the appointment of two new non-executive directors, with effect from the close of the company's AGM on 19 October....

People & Products

AMP Capital has this week announced the appointment of two female investment directors for its infrastructure equity asset management and energy teams....

People & Products

Lawyer Lisa Chung named to join Australian Unity board....

Policy & Regulation

ASIC has banned the former director of Provident Capital from the industry for five years for breaching his duties and failing to comply with the law. ...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

5 months 1 week ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

5 months 1 week ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

7 months 1 week ago

The RBA has handed down its much-anticipated rate decision, following widespread expectations of a close call....

2 days ago

The FSCP has issued a written direction to an adviser who charged clients “extraordinary fees” for inappropriate and conflicted advice, as well as encouraged them to swit...

2 weeks 2 days ago

ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...

3 weeks 5 days ago