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The Australian Securities and Investments Commission (ASIC) has appointed Greg Tanzer as executive director of consumer protection and international relations, replacing ...
Funds management
The Australian Prudential Regulation Authority (APRA) is seeking to gauge public and industry opinion regarding ‘fit and proper’ prudential standards for life insurance e...
Financial planning
Melbourne-based dealer group Quadrant Securities is set to buy the 50 per cent stake held in it by Challenger Financial Services Group (CFSG), through dealer group Garris...
Financial planning
The Australian Securities and Investments Commission (ASIC) has permanently banned a former AMP Superannuation agent imprisoned for cheating and defrauding two of his for...
Superannuation
Financial advisers and accountants may still benefit from establishing strategic alliances with each other in relation to providing advice on self managed super funds (SM...
Financial planning
The Australian Securities and Investments Commission (ASIC) has today taken action in two areas of considerable regulatory focus of late - early release super schemes and...
Financial planning
Aberdeen Leaders (ALR), one of the longest running listed investment companies (LICs), has slashed its management fee following the announcement of a third fully franked ...
Financial planning
Select Asset Management’s recently launched Select Gold Fund has received the tick of approval from Zenith Investment Partners, with the research house touting the asset ...
Financial planning
Estate Planning Professionals of Australia (EPP) has introduced a new platform into the market aiming to combat administration issues for estate planning with reduced cos...
Financial planning
One of the longest running listed investment companies, the Aberdeen Leaders Fund, has announced a share buyback ahead of the payment of a one cent dividend to unitholder...
Financial planning
The Australian Prudential Regulation Authority (APRA) has accepted an enforceable undertaking from a third former AM Corporation director in light of its investigation in...
Financial planning
Schroders Investment Management Australia has unveiled a new fixed income fund aiming to provide investors with non-traditional methods of income generation in an environ...
Funds management
Barclays Global Investors (BGI) has kicked-off an absolute return fund - the Barclays Global Markets Fund - after identifying demand from financial planners for an ‘all w...
Financial planning
Former executive director of Harts Australasia, Maxwell John Sweetman, has faced insider trading charges levelled against him by the Australian Securities and Investments...
Financial planning
Investment Diversity, the group launched by former Navigator managing director Mat Walker in November last year, has signed up eight dealer groups to its online integrate...
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Podcast
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...