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Financial planning
A former director of unlicensed Sydney financial services business, Pegasus Leveraged Options Group, has been jailed for eight years for the theft of $2.1 million from cl...
Financial planning
Macquarie Bank’s advisory services division has announced the creation of a new risk platform, just weeks after Sydney-based Straight Through Solutions became the first A...
Funds management
The Australian Securities and Investments Commission (ASIC) has laid 21 charges against Melbourne-based property developer Mark Stanley....
Financial planning
Two former directors of failed Sydney securities dealing company Australian Investors Forum (AIF) have been ordered to pay $3.6 million in compensation to AIF and related...
Financial planning
In a move designed to help clarify some of the confusion surrounding the provision of general and personal advice regarding corporate superannuation, the Australian Secur...
Financial planning
Direct investment company Explorer Group has taken a strategic stake in boutique fund manager Above the Index Asset Management and gained the services of industry stalwar...
Financial planning
Mortgage funds are struggling to gain significant traction against other funds management products in the market according to a report reviewing the relative merits of th...
Financial planning
ASFA has expressed concern that the Federal Government's new industrial relations laws will not enshrine superannuation as a key employment condition beyond June 30, 2008...
Financial planning
The FPA’s Principles on Conflicts of Interest have been refined into four statements following feedback from its membership....
Life/Risk
Business insurance is seen by many advisers as an area to steer well clear of – it is seen as too complex and therefore best left to those who fully understand all the in...
Financial planning
A new report by Chant West is likely to enflame the ongoing fees debate between industry funds and retail master trusts by accusing some industry funds of not passing on ...
Financial planning
Four national dealer groups have begun trials of a new risk platform, the first of its kind, which has been in development for three years....
Financial planning
Corporate super advisers are seeking further guidance from ASIC on the provision of advice to fund members, particularly in areas where individuals are seeking more perso...
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So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...