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Financial planning
ASIC is proposing to step away from approving training courses for financial advisers, leaving it to education providers to self-assess their own courses....
Financial planning
Former Lionsgate representative permanently banned....
Financial planning
Synchron’s John Prossor claims a repeat of the AFS brokerage losses can be avoided by paying advisers without delay....
Funds management
BOQ hit by $34.5 million in refunds to 4 per cent of its customer base....
Life/Risk
Life insurance companies and other institutions will receive a 12-month transition period on implementing APRA’s risk management requirements, the regulator has announced...
Funds management
A former director of Trio who says he departed his role long before the collapse and after citing governance issues has strongly criticised APRA....
Financial planning
ISN chief David Whiteley has urged the next elected government to give FOFA a chance before abandoning it completely. ...
Financial planning
APRA has commenced proceedings in the Australian Federal Court seeking the disqualification of former Trio Capital director David Millhouse....
Financial planning
AFA calls for clarity after Court rules brokerage account not reserved for advisers....
Superannuation
New research claims industry funds are unlikely to regain their competitive advantage and warns the default fund regime will not benefit employers....
Financial planning
Regulator releases new rules but states concerns not as serious as first claimed. ...
Financial planning
The Federal Court has deemed unfair the $82.5 million settlement between Storm Financial investors and Macquarie Bank. ...
Financial planning
The FPA has called upon both parties to commit to promoting financial advice as it would result in “an informed nation of financially enabled Australians”....
Superannuation
The IQ Group has called on APRA to extend quarterly reporting requirements for super funds to ensure quality....
Financial planning
ASIC has taken legal action against Fast Access Finance for engaging in unlicensed credit activities....
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The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...