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Financial planning
ASIC chairman Greg Medcraft defends ASIC’s record, claiming the media misunderstands the regulator’s relationship with the AFP....
Financial planning
Existing levels of adviser education should be considered a pathway to degree level qualification....
Financial planning
Planners remain immobile as they await Treasury clarity on grandfathering. ...
Funds management
The Australian Securities and Investments Commission (ASIC) has changed the definition of ‘hedge fund’ in a bid to tighten disclosure requirements for higher-risk schemes...
Funds management
ASIC confirms GTL TradeUp has entered liquidation....
Financial planning
Perth-based Chambers Investment Partners has had its Australian financial services licence cancelled after the company failed to obtain professional indemnity insurance a...
Superannuation
Super funds warn that customer due diligence will unreasonably tie up resources....
Financial planning
FPA to make submission around transparency and consistency of dispute resolution scheme....
Financial planning
ASIC claims to have been misinterpreted and that it will now consider matters relating to the RBA/Iraq bribery allegations....
Life/Risk
Licensees using PI insurance to stop free movement of advisers to competitors....
Accounting
A Queensland accountant who helped his clients avoid paying more than a million dollars in tax has been sentenced to six years in prison. ...
Financial planning
ASX chairman Rick Holliday-Smith has congratulated the two ASX board members who stood down last week....
Financial planning
Lawyers target planners as ASIC says PI is a risk management tool rather than a consumer protection mechanism....
Editorial
Milana Pokrajac takes a look at the troubled dealer group WealthSure, its history and its plan to change what the regulator deemed a bad compliance culture. ...
Financial planning
ASIC announces EU for Spring Financial Group ahead of Federal Court proceedings against an AR....
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Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...