CHAIRMAN

Financial planning

In early January, Hunter Hall International announced it was in the advanced stages of planning a listed investment company (LIC), and that between $50 million and $200 m...

Editorial

It was a year of acquisitions for Investor Group, driving up adviser numbers for the independent dealer in 2003....

Financial planning

The drop in the number of advisers at Mawson Securities was a deliberate controlled move, chairman Peter Johnson says....

Financial planning

A throng of leading industry associations and representative groups have combined to put pressure on the nation’s political leaders to increase superannuation savings, ar...

Financial planning

The Australian Stock Exchange (ASX) has appointed a new managing director and chief executive officer in light of the scheduled retirement of incumbent ASX chief Richard ...

People & Products

Infrastructure and alternative investment manager Hastings Funds Management has announced its director private equity Tim Poole will head the group next year following a ...

Financial planning

Boutique fund manager MFS Group is to target both boutique and large planner dealerships following the roll-out of a wholesale version of the MFS Premium Income Fund toda...

Accounting

Boutique financial planning group Centrestone Wealth Advisory has struck a deal with the New South Wales arm of accounting firm Horwath allowing it to provide advice to t...

Financial planning

Agribusiness investment group Palandri will raise $8 million on the secondary market of the London Stock Exchange with the capital raising used to partly refinance $7 mil...

Financial planning

Pengana Capital has revealed it will grant investors in its recently flagged new listed investment company - Pengana Managers - equity in the underlying investment manage...

Financial planning

IOOF has appointed a new group head following a five month search to replace incumbent managing director Rob Turner, who is scheduled to depart at the expiration of his c...

Financial planning

Integrated Tree Cropping (ITC) managing director Tony Jack has left the company days prior to its listing and has been temporary replaced by Futuris Corporation chief exe...

Financial planning

A Melbourne financial adviser has been permanently banned from the industry after falling for a Nigerian letter scam....

People & Products

Count Financial chief operating officer Marianne Perkovic has been appointed to the group’s Board, taking over the seat vacated by director and deputy managing director K...

Financial planning

Queensland financial planning firms Gunther Doyle Griffin, Swan Financial Group and Brisbane-based Associated Planners have merged to create a new group, 4people....

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MARKET INSIGHTS

The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...

1 month 3 weeks ago

Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...

2 months 3 weeks ago

It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...

2 months 4 weeks ago

ASIC has canceled the AFSL of Sydney-based asset consultant and research firm....

3 weeks 6 days ago

ASIC has banned a Melbourne-based financial adviser for eight years over false and misleading statements regarding clients’ superannuation investments....

2 weeks 1 day ago

ASIC has banned a Melbourne-based financial adviser who gave inappropriate advice to his clients including false and misleading Statements of Advice....

1 week 6 days ago
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