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AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION
Funds management
Australian hedge funds have been given a clean bill of health by ASIC largely because most investors are institutional....
Financial planning
ASIC has acknowledged an Abbott Federal Government’s intended amendments to FOFA but will not be altering its approach until they become law....
Superannuation
Concerns raised by ASIC about the aggressive marketing of geared property investments are shared by the SMSF Professionals' Association of Australia, according to Jordan ...
Funds management
Clestus Weerappah has been sentenced to four years jail over his role in the collapse of property development group Dollarforce Financial Services (DFS) in 2009....
Financial planning
ASIC’s senior executive leader Ged Fitzpatrick has defended the role of fast-tracked pre-election regulatory change in the wake of RG148....
Financial planning
The major planning organisations expect the newly-elected Coalition Government to deliver on the promised changes to FOFA....
Financial planning
Former Opes Prime Stockbroking director Julian Smith has been found not guilty of dishonestly breaching his duties as director in the Victorian Supreme Court. ...
Financial planning
FOFA regulations require planners to outline platform and investment choices in SOAs....
Financial planning
ASIC to keep watching brief for 18 months over Anne Street Partners Financial Services....
Financial planning
A former WealthSure planner who has been ordered to pay $1.7 million in damages to a client is unlikely to pay the claim after he declared himself bankrupt....
Funds management
Pre-election national economy talk is adding to the growing level of pessimism surrounding household finances and savings, research suggests. ...
Superannuation
ASIC will examine the underlying costs of operating a SMSF in next steps of its SMSF taskforce. ...
Financial planning
Bradley Thomas Sherwin, the bankrupt chairman of Wickham Securities, has been banned from the financial services industry for more than two and a half years....
Funds management
ASIC has placed interim stop orders on the product disclosure statements (PDSs) and associated advertising of two investment schemes of which Trilogy Funds Management is ...
Financial planning
Planners encouraged to assess research house compliance with new regulatory standard....
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