AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION

Financial planning

The financial services regulator has granted an extension on interim class order relief from the shorter product disclosure statement (PDS) regime. ...

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Financial planning

Arthur Naoumidis' latest play, DomaCom, launches property-focused fund based on unique MIS sub-fund structure. ...

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Financial planning

Centrepoint positions for handling regulatory and support issues with key appointments....

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Funds management

Listed managed fund trading service to be operational in first half of this year....

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Superannuation

Adelaide-based SMSF property promoter restricted from travel after company collapse. ...

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Financial planning

ASIC has rejected reports that Medcraft will not front Senate Inquiry. ...

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Financial planning

The Australian Securities and Investments Commission is continuing its crackdown on false advertising in traditional and non-traditional media, fining a finance broker $2...

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Funds management

Rise in popularity of hybrid securities prompts ASIC to update investor education resources....

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People & Products

Centrepoint Alliance makes four appointments across its marketing, research, practice development and risk areas....

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Financial planning

Milana Pokrajac looks at some of the challenges and opportunities financial planners can expect over the next 12 months. ...

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Financial planning

FOS has identified planner conduct and inappropriate claims handling as possible systemic issues during the December 2013 quarter....

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Financial planning

ASIC has identified financial advice as one of the most critical factors in protecting consumers and will continue to review the advice provided on complex products. ...

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Financial planning

ASIC releases enforcement report for second half of 2013 reporting 340 enforcement actions....

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Superannuation

ASIC has reminded SMSF auditors that, from 31 January, they must lodge their annual SMSF auditor statements. ...

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Financial planning

Education program to offer continuing professional development and credits towards further qualifications. ...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

3 months ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

3 months ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

5 months 1 week ago

ASIC has suspended the Australian Financial Services Licence of a Melbourne-based financial advice firm....

2 weeks 6 days ago

The corporate regulator has issued infringement notices to three AFSLs whose financial advisers provided personal advice to a retail client while unregistered....

3 weeks 5 days ago

A former Victorian financial adviser has been sentenced after stealing $4.4 million from clients, family and friends to feed his “raging gambling addiction”....

2 weeks 4 days ago