AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION

Financial planning

The financial services regulator has granted an extension on interim class order relief from the shorter product disclosure statement (PDS) regime. ...

Financial planning

Arthur Naoumidis' latest play, DomaCom, launches property-focused fund based on unique MIS sub-fund structure. ...

Financial planning

Centrepoint positions for handling regulatory and support issues with key appointments....

Funds management

Listed managed fund trading service to be operational in first half of this year....

Superannuation

Adelaide-based SMSF property promoter restricted from travel after company collapse. ...

Financial planning

ASIC has rejected reports that Medcraft will not front Senate Inquiry. ...

Financial planning

The Australian Securities and Investments Commission is continuing its crackdown on false advertising in traditional and non-traditional media, fining a finance broker $2...

Funds management

Rise in popularity of hybrid securities prompts ASIC to update investor education resources....

People & Products

Centrepoint Alliance makes four appointments across its marketing, research, practice development and risk areas....

Financial planning

Milana Pokrajac looks at some of the challenges and opportunities financial planners can expect over the next 12 months. ...

Financial planning

FOS has identified planner conduct and inappropriate claims handling as possible systemic issues during the December 2013 quarter....

Financial planning

ASIC has identified financial advice as one of the most critical factors in protecting consumers and will continue to review the advice provided on complex products. ...

Financial planning

ASIC releases enforcement report for second half of 2013 reporting 340 enforcement actions....

Superannuation

ASIC has reminded SMSF auditors that, from 31 January, they must lodge their annual SMSF auditor statements. ...

Financial planning

Education program to offer continuing professional development and credits towards further qualifications. ...

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

5 months 1 week ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

5 months 1 week ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

7 months 2 weeks ago

The RBA has handed down its much-anticipated rate decision, following widespread expectations of a close call....

4 days 7 hours ago

The FSCP has issued a written direction to an adviser who charged clients “extraordinary fees” for inappropriate and conflicted advice, as well as encouraged them to swit...

2 weeks 5 days ago

ASIC has cancelled the AFSL of an advice firm associated with Shield and First Guardian collapses, and permanently banned its responsible manager. ...

4 weeks 1 day ago