ASIC has suspended the licence of failed debenture issuer and mortgage lender Provident Capital Limited....

ASIC should be given powers to pursue compensation including the first right to sue ahead of investors involved in class actions....

Former sole director of Sonray Capital Markets, Russell Andrew Johnson, has been sentenced to six-and-a-half years in jail after pleading guilty to seven charges last yea...

ASIC bans advisers after conviction for dishonest conduct...

Wealth Within has sought to defend its reputation in the face of fines imposed by the corporate regulator for misleading advertising....

ASFA suggests the development of specialised accreditation for planners providing retirement and post-retirement advice....

ASIC moves against another financial services company over misleading advertising....

Mike Taylor writes that ASIC is right to pursue managers with just as much vigour as it pursues financial planners when things go wrong. ...

The founders of Bridges Financial Services are looking to float their managed discretionary account business, managedaccounts.com.au...

ASIC tells a Senate Committee that while Commonwealth Financial Planning has lived up to its enforceable undertaking requirements, further work is required on its breach ...

FOS states failure of members to pay determinations is structural issue as millions remain to be paid to consumers....

Financial planning firms and dealer groups would be levied by ASIC according to the number of authorised and employee representatives they have on their books....

Reports of misconduct among registered liquidators fell in 2013 despite ASIC casting a wider net in its reviews of the sector....

ASIC has outlined four key areas for regulatory improvement - including for a national exam, a wider register and greater banning powers....