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Financial planning
The Financial Systems Inquiry interim report has acknowledged the funding issues encountered by ASIC and APRA....
Financial planning
ASIC wants the financial services sector to take the lead in developing standards for the issuance of complex products....
Editorial
Andy Schmulow argues that the controvesy surrounding ASIC and its handling of the Commonwealth Bank have seriously damaged the financial planning industry and left few pe...
Editorial
As scathing as the Senate Committee’s report into ASIC’s handling of the Commonwealth Financial Planning enforceable undertaking may have been, the answer does not lie in...
Financial planning
ASIC has permanently banned former Victorian finance broker, Rudy Noel Frugtniet, from engaging in credit activities....
Financial planning
The further Senate Commmittee process initiated by the Federal Opposition will simply be another in a long list starting in 2009....
Financial planning
A Sydney woman employed by a company trading as Premium Financial and Retirement Solutions has pleaded guilty to four charges of fraud after an ASIC investigation....
Policy & Regulation
Reports suggest the Labor Opposition will move to establish another Senate Committee inquiry into financial planning....
Policy & Regulation
AIOFP has called on the Federal Government to reintroduce an ownership disclosure regime and for the equal prosecution of executives who have overseen poor advice....
Financial planning
FOS releases consultation paper seeking input about raising limits at which it can hear disputes...
Superannuation
Superannuation funds risk falling foul of new legislation due to inconsistent fee and cost disclosure practices, an ASIC report reveals....
Policy & Regulation
The FPA has urged the calling of a national summit to resolve the issues raised in the 61 recommendations of the Senate Committee report....
Financial planning
ASIC has secured an interim order preventing Vault Market Pty Ltd and its director, MD Anamul Amin, from carrying on a financial services business without an Australian F...
Financial planning
ASIC has suspended the licence of Finance Technology Securities (FTS) after concerns it was inappropriately recommending double gearing strategies....
Financial planning
A number of CBA planners have declared their anger at comments made by the FPA chairman, Matthew Rowe....
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The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...