POWERED BY MOMENTUM MEDIA
AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION
Financial planning
Some industry representatives have expressed concerns that the Self-Managed Superannuation Fund Professionals' Association of Australia (SPAA) is not having a real impact...
Financial planning
ASIC cancels the AFSL of a company that stopped answering the phone and filing reports....
Superannuation
Professionalism in the SMSF industry has improved greatly, but the ATO must remain firm with the sector, said Tax Commissioner Michael D'Ascenzo....
Financial planning
The Association of Independently-Owned Financial Planners (AIOFP) is lobbying key regulatory and administrative stakeholders over the management of now defunct fund manag...
Financial planning
Former Moodys staffer charged over insider trading....
Financial planning
The Federal Court of Australia in Melbourne has ordered that Pacific Blue Securities be wound up and limitations placed on its sole director, Sean Fogarty, pending furthe...
People & Products
Professional Investment Services is recruiting for a number of people to fill key compliance, research and product development functions within its head office....
Financial planning
With the global financial crisis driving smaller lenders and mortgage brokers out of the market, Chris Kennedy finds the mortgage market is headed for a transitional year...
Financial planning
The Productivity Commission has recommended the corporate regulator take a greater role in the oversight of the not-for-profit sector....
Financial planning
ASIC has been called on to be more transparent about the purpose of its current comprehensive audit of Australian Financial Services Licensees (AFSLs)....
Financial planning
The power to supervise domestic Australian market licensees will be handed over to ASIC today....
Financial planning
Litigation funding group IMF has been granted a licence by ASIC that will enable it to fund class actions and multiparty group actions throughout Australia....
Financial planning
Mortgage brokers will increasingly look to join with financial planners as their industries converge....
Financial planning
The Government’s bank guarantee, introduced at the height of the crisis, will be withdrawn at the end March....
Financial planning
Canberra-based super fund AvSuper has been granted relief to provide intra-fund advice but is sticking with its outsourced full financial planning arrangement with Outloo...
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
Powered by
MOMENTUM
MEDIA
The succession dilemma is more than just a matter of commitments.This isn’t simply about younger vs. older advisers. It’...
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...