Throughout 2013, ASIC executives repeatedly used AAA Financial Intelligence as an example of how not to run a financial planning dealer group....

The Coalition signaled early that one of its first priorities if it won Government at the 2013 Federal Election would be 'Son of Wallis' – essentially an update of the Fi...

Former Storm Financial head Emmanuel Cassimatis has alleged the group's failure was the result of ASIC actively working against it. ...

Media Super pays a $10,200 penalty after producing potentially misleading advertising, says ASIC....

ASIC has used its fourth major submission to the Senate Inquiry to point to a brand new culture at Commonwealth Financial Planning....

The corporate regulator has worked through the Christmas and New Year period, having made a number of key announcements during the three weeks....

Former directors of Prime Trust, including former Federal Minister for Health and Aged Care Dr Michael Wooldridge, breached their duties as company officers, according to...

Four mortgage brokers banned for providing false information....

ASIC defends its use of industry experts and insists such practices are subject to robust conflict management....

The Australian Securities and Investments Commission (ASIC) wants to shut down a Tasmanian debenture firm, which it says failed to meet the strict legal requirements of i...

ASIC rejects suggestions that an exemption allowed for generic online calculators compromised its regulatory approach....

ASIC edges into MySuper regulation with guidance around product dashboards and super web sites....

Investigations into the fall of Opes Prime have led ASIC to unveil a series of alleged market manipulations from a Melbourne businessman....

Henderson Global Investors has further grown its Australian presence with the launch of a new fund — the Henderson Global Equity Fund....