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ASIC
Funds management
Listed managed fund trading service to be operational in first half of this year....
Superannuation
Adelaide-based SMSF property promoter restricted from travel after company collapse. ...
Financial planning
ASIC has rejected reports that Medcraft will not front Senate Inquiry. ...
Financial planning
The Australian Securities and Investments Commission is continuing its crackdown on false advertising in traditional and non-traditional media, fining a finance broker $2...
Funds management
Rise in popularity of hybrid securities prompts ASIC to update investor education resources....
Financial planning
Milana Pokrajac looks at some of the challenges and opportunities financial planners can expect over the next 12 months. ...
Financial planning
Centrepoint’s Peter Kelly outlines some of the issues that will require the attention of the advice profession – and their possible impacts – in 2014....
Financial planning
FOS has identified planner conduct and inappropriate claims handling as possible systemic issues during the December 2013 quarter....
Financial planning
ASIC has identified financial advice as one of the most critical factors in protecting consumers and will continue to review the advice provided on complex products. ...
Financial planning
ASIC releases enforcement report for second half of 2013 reporting 340 enforcement actions....
Superannuation
ASIC has reminded SMSF auditors that, from 31 January, they must lodge their annual SMSF auditor statements. ...
Financial planning
BNP Paribas will make a voluntary contribution of $1 million to financial literacy projects after its EU was accepted by the regulator....
Accounting
South Yarra accountant admits to operating unregistered managed investment schemes and acting without financial services licence....
Financial planning
Former ASIC officer turned consultant calls for standardised, regulated SOA document....
Financial planning
ASIC has banned broker for three years after submission of false applications...
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MARKET INSIGHTS
Podcast
Significant ethical issues there. If a relationship is in the process of breaking down then both parties are likely to b...
It's not licensees not putting them on, it's small businesses (that are licensed) that cannot afford to put them on. The...
So we are now underwriting criminal scams?...