The FPA is concerned that professional associations listed on ASIC’s Financial Advisers Register may not be relevant to advice and confuse consumers....

A financial planning practice within Charter Financial Planning has paid $10,200 penalty after ASIC found it made misleading representations in an article on its website....

Property spruiker to face court after ASIC finds payments of $431,000 to company accounts. ...

Planners will pay more than $40 each to be recorded on the new ASIC adviser register with initial fees set to cost the planning sector more than $750,000....

A Melbourne man has pled guilty to conspiring to defraud financial institutions with false home loan documents....

Gold Coast financial planning and property management group hit by ASIC penalty for false and misleading advertising....

Employers and businesses must attain verification at the source for educational and employment background of advisers for the national register of advisers to be reliable...

ASIC is urging insurers to improve their consumers’ understanding of what their no-claims discount scheme offer....

Equity Trustees Limited and Como Financial Services have each paid penalties of $20,400 over “potentially misleading” information....

ASIC has banned a Queensland based financial adviser from providing financial services for five years for misleading conduct and inappropriate advice....

ASIC may take enforcement action against individual financial planners who provided advice on complex products after 10 licensees have been involved in taking corrective ...

ASIC banned former Provident Capital MD from managing corporations for five years and providing financial services for seven years....

ASIC has released updated guidelines regarding Enforceable Undertakings (EU) stating it would provide further details as to the level of compliance attained by groups iss...

ASIC deputy chairman, Peter Kell, says the regulator is not yet facing a rush by accountants to be licensed....