POWERED BY MOMENTUM MEDIA
ASIC
Financial planning
Former Equititrust CEO, Mark McIvor, remains permanently banned from providing financial services....
Accounting
ASIC has admitted granting accountants the longest-ever licensing transition arrangements yet most still managed to miss their deadline....
Financial planning
ASIC has cancelled the financial services licence of Western Australian company, Macro All State Investments & Securities Limited....
Life/Risk
The Government should ban sales commissions on life insurance to better protect consumers, Industry Super Australia said....
Life/Risk
Under investigation by ASIC, CommInsure has paid claims totalling $2.5 million after updating its definitions....
Policy & Regulation
The obligations flowing from the FSC’s Life Insurance Code of Conduct may extend beyond its members with the Federal Government signalling it wants the code to carry ASIC...
Financial planning
Findex Group and Financial Index Australia have been fined $10,800 each for misleading claims on the Findex website, ASIC said....
Financial planning
ASIC has permanently banned a Tasmanian adviser from providing financial services due to false information in relation to his qualifications....
Financial planning
ASIC deputy chairman, Peter Kell, has delivered an optimistic assessment of progress in improving the advice culture but has warned of a long journey ahead....
Financial planning
ASIC has commenced civil proceedings against Ben Jayaweera and Growth Plus Financial Group after it contravened its Australian Financial Services licence....
Policy & Regulation
ASIC has cancelled Lotus Securities AFSL after it breached several of its key obligations. ...
Financial planning
ASIC has permanently banned former Deutsche Bank’s trader, Andrew Donaldson, from providing financial services for making false entries into records....
Funds management
Huntley Management has earned the ire of ASIC after using advertising material to claim the managed investment schemes for which it was the responsible entity were approv...
Funds management
ASIC has tightened the regulatory framework for charities that raise investment funds, following a review of their activities. ...
Financial planning
A former Illawong financial adviser has appeared in court on 19 charges of engaging in dishonest conduct with investor funds, including their self-managed superannuation ...
Never miss the latest news and developments in wealth management industry
MARKET INSIGHTS
Podcast
So we are now underwriting criminal scams?...
Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...
Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...